Financial Markets And Exchanges Law

Author: Michael Blair QC
Editor: OUP Oxford
ISBN: 9780199601653
Size: 19,17 MB
Format: PDF, ePub
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This new edition of the leading book on the regulation of financial market infrastructure provides timely analysis of the new UK and EU regimes as well as coverage of international securities markets and clearing systems.

International Securities Regulation

Author: Robert Charles Rosen
Editor:
ISBN: 9780379208276
Size: 15,73 MB
Format: PDF
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With the globalization of world capital markets, this reference tool is an invaluable source for all securities industry professionals. This set acts as an instant-access guide to all of the pertinent information concerning the rules and regulations of the world's 49 major stock exchanges.Each chapter provides the breadth of information needed to confidently research, list, and trade securities worldwide. Each stock exchange includes an expansive commentary, a list of key contacts and chief officers, the types of instruments traded, tax and capital gains information, and much more.This set is an asset not only for the legal practitioner but also for executives, fund managers, and other securities industry professionals.

Chasing The Tape

Author: Onnig H. Dombalagian
Editor: MIT Press
ISBN: 026202862X
Size: 10,58 MB
Format: PDF, ePub
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An examination of regulation and use of information in capital markets, offering comparisons across different jurisdictions, regulated entities, and financial instruments.

Law Enforcement And The History Of Financial Market Manipulation

Author: Jerry Markham
Editor: Routledge
ISBN: 1317466373
Size: 15,98 MB
Format: PDF, Docs
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First Published in 2014. Routledge is an imprint of Taylor & Francis, an informa company.

European Capital Markets Law

Author: Rüdiger Veil
Editor: Bloomsbury Publishing
ISBN: 1782256539
Size: 16,15 MB
Format: PDF, Docs
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European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus to the development of a European supervisory structure. This book systematises the European law and examines the underlying concepts from a broadly interdisciplinary perspective. National experiences in selected Member States – Austria, France, Germany, Italy, Spain, Sweden and the United Kingdom – are also explored. The first chapter deals with the foundations of capital markets law in Europe, the second explains the basics, and the third examines the regime on market abuse. Chapter four explores the disclosure system and chapter five the roles of intermediaries, such as financial analysts, rating agencies and proxy advisers. Short selling and high frequency trading is described in chapter six. Chapter seven deals with financial services and chapter eight explains compliance and corporate governance in investment firms. Chapter nine illustrates the regulation of benchmarks. Finally, chapter ten deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts.

Securities And Capital Markets Law In China

Author: Robin Huang
Editor: Oxford University Press, USA
ISBN: 9780199687947
Size: 14,23 MB
Format: PDF, Mobi
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This book presents a systematic and conceptualized account of Chinese securities and capital markets law, giving readers nuanced and practical understandings of law and practice in this field in China. It is structured to cover topics specific to foreigner investors in China such as foreign investment enterprises and cross-border mergers and acquisitions in China. The cultural and political background to doing business in China is very significant when seeking to understand the current law in the country and it can be difficult to access information on that background. This book provides an explanation of the law and practice by setting the current law in the context of its development. Part I of the book provides an overview of the capital markets in China, a contextual discussion of the market development and its characteristics, and a critical analysis of the regulatory framework and possible reform routes. Part II is dedicated to the regulation of securities offerings and listings in China. It looks at both government approval requirements and information disclosure requirements. Part III addresses the securities enforcement structure comprising the government regulator and self-regulatory bodies such as stock exchanges. It examines various forms of market misconduct including market manipulation and insider training. Part IV focuses on mergers and acquisitions in China. It discusses domestic takeovers and cross-border mergers.

Collateral Knowledge

Author: Annelise Riles
Editor: University of Chicago Press
ISBN: 0226719332
Size: 13,59 MB
Format: PDF, ePub
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Who are the agents of financial regulation? Is good (or bad) financial governance merely the work of legislators and regulators? Here Annelise Riles argues that financial governance is made not just through top-down laws and policies but also through the daily use of mundane legal techniques such as collateral by a variety of secondary agents, from legal technicians and retail investors to financiers and academics and even computerized trading programs. Drawing upon her ten years of ethnographic fieldwork in the Japanese derivatives market, Riles explores the uses of collateral in the financial markets as a regulatory device for stabilizing market transactions. How collateral operates, Riles suggests, is paradigmatic of a class of low-profile, mundane, but indispensable activities and practices that are all too often ignored as we think about how markets should work and be governed. Riles seeks to democratize our understanding of legal techniques, and demonstrate how these day-to-day private actions can be reformed to produce more effective forms of market regulation.

Law Reform And Financial Markets

Author: K. Alexander
Editor: Edward Elgar Publishing
ISBN: 0857936638
Size: 18,70 MB
Format: PDF, ePub
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Law Reform and Financial Markets addresses how law reform can be used to support strong financial markets and draws on the Global Financial Crisis as a case study. This edited collection reflects recent developments, including the EU institutional reforms and Dodd-Frank Act 2010. The different contributions adopt a range of theoretical, contextual, and substantive perspectives, examine different domestic, regional, and international contexts and assess public and private law frameworks in considering how legal and regulatory reforms can be most effectively designed for strong financial markets. This comprehensive book will appeal to academics and postgraduates in the field of financial regulation and in cognate fields, including finance and economics, as well as to regulators and policymakers.

World Stock Exchanges

Author:
Editor:
ISBN:
Size: 19,59 MB
Format: PDF, Kindle
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World Stock Exchanges: A Practical Guide Every day around the globe, businesses seek out equity capital. From young, entrepreneurial growth companies to mature global businesses, working capital is required to run, sustain and grow your business. As the world shrinks due to enhanced communication through technology, the choices available to companies in search of equity expands. For those advisers guiding such companies, the alternative markets that can be recommended increase year on year. World Stock Exchanges: A Practical Guide seeks to assist those who may be interested in the equity markets in analysing the choices available to them. This title features contributions from leading practitioners in the field on 16 major markets, including Australia, China, Dubai, South Africa, the United Kingdom and the United States. Whether you are comparing the relative merits of floating a company on NASDAQ or the London Stock Exchange, in China or in Singapore, on Euronext or OMX, this new title will be an extremely helpful source of information. Intermediaries, banks and corporate finance advisers, brokers, sponsors, lawyers and accountants will find it highly relevant and informative in analysing the key criteria applying to major stock exchanges around the world. For market practitioners, it will be an essential addition to their library.

Law And Practice Of Liability Management

Author: Apostolos Ath. Gkoutzinis
Editor: Cambridge University Press
ISBN: 1107729165
Size: 20,54 MB
Format: PDF, Mobi
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Tender offers, exchange offers and consent solicitations in connection with debt securities are important instruments of corporate restructurings, corporate rescues, recapitalisations and other types of liability management of public and private companies. Although tender offers for shares, stocks and other equity securities are covered by a vast literature on public mergers, takeovers and acquisitions, the literature on liability management transactions for debt securities is scarce. Law and Practice of Liability Management rectifies this by providing a systematic treatise of the law relating to this significant aspect of the global capital market. It guides students and professionals through the complex legal and regulatory requirements applicable to these transactions, the increasing regulatory interest by the world's leading financial regulatory authorities, and recent innovations in the structuring, legal techniques and execution of the relevant transactions in international capital markets.