Financial Markets And Exchanges Law

Author: Michael Blair QC
Editor: OUP Oxford
ISBN: 9780199601653
Size: 10,45 MB
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This new edition of the leading book on the regulation of financial market infrastructure provides timely analysis of the new UK and EU regimes as well as coverage of international securities markets and clearing systems.

Financial Markets And Exchanges Law

Author: George Alexander Walker
Editor: Oxford University Press, USA
ISBN: 9780199285808
Size: 19,52 MB
Format: PDF, Mobi
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A companion work to Financial Services Law, this is the first truly analytical text to deal specifically with the regulation of markets and exchanges. This has become a significant but difficult and complex area following the passage of FSMA, and this text provides a comprehensive and authoritative guide to the new statutory regime. Financial Markets and Exchanges and financial expansion it is anticipated that many aspects of financial market development will take place through electronic based platforms operated via the internet or other digital delivery services. The chapter on electronic markets and exchanges in part one will provide a sound understanding of this issue. The expert contributor team also offers detailed guidance to the core provisions set out in FSMA in relation to investment exchanges, clearing house As well as looking at these core recognition provisions, the relevant rules in the Financial Services Authority's Handbook are examined in connection withalternative trading systems (ATPSs) and platforms (ATPs). In addition the book examines the regulation of specific markets such as equity and debt, and derivatives, clearing and settlement from UK, European and International perspectives.

European Capital Markets Law

Author: Rüdiger Veil
Editor: Bloomsbury Publishing
ISBN: 1782256547
Size: 18,96 MB
Format: PDF, Mobi
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European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus to the development of a European supervisory structure. This book systematises the European law and examines the underlying concepts from a broadly interdisciplinary perspective. National experiences in selected Member States – Austria, France, Germany, Italy, Spain, Sweden and the United Kingdom – are also explored. The first chapter deals with the foundations of capital markets law in Europe, the second explains the basics, and the third examines the regime on market abuse. Chapter four explores the disclosure system and chapter five the roles of intermediaries, such as financial analysts, rating agencies and proxy advisers. Short selling and high frequency trading is described in chapter six. Chapter seven deals with financial services and chapter eight explains compliance and corporate governance in investment firms. Chapter nine illustrates the regulation of benchmarks. Finally, chapter ten deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts.

Eu Law And The Harmonization Of Takeovers In The Internal Market

Author: Thomas Papadopoulos
Editor: Kluwer Law International B.V.
ISBN: 9041133402
Size: 13,45 MB
Format: PDF, Docs
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Although some provisions of the Directive are obligatory for all Member States, two key provisions have been made optional: the non-frustration rule, which requires the board to obtain the prior authorization of the general meeting of shareholders before taking any action that could result in the frustration of the bid; and the breakthrough rule, restricting significant transfer and voting rights during the time allowed for acceptance of the bid. Other relevant legal issues covered in the course of the analysis include the following: A { the right of establishment as a right of legal persons; A { vertical vs.

Yeowart And Parsons On The Law Of Financial Collateral

Author: Geoffrey Yeowart
Editor: Edward Elgar Publishing
ISBN: 1782546324
Size: 18,14 MB
Format: PDF
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As the volume of transactions in European financial markets continues to grow, the use of financial collateral, be it in the form of cash, shares, bonds or credit claims, has become a critical tool in supporting and managing risk in financial transactions. This book is the first of its kind to offer a systematic examination of the whole law relating to financial collateral. It does so in two parts. First, it explains the law created by the Financial Collateral Arrangements (No 2) Regulations 2003, the Directive it implemented and related legislation. Second, it examines how financial collateral is used in practice in a range of different markets. It will be an essential reference point for all legal practitioners operating in financial markets. Key features: • Analytical rigour combined with insight into how financial collateral works in practice, covering both English and Scots law • Valuable discussion of control and possession tests, right of use, remedy of appropriation, close-out netting and impact of ‘bail-in’ • Explains use of financial collateral in the derivatives market, clearing houses, direct and indirect securities holding systems and use of repos, securities lending and prime brokerage • Highlights key issues on regulatory treatment and conflicts of laws • Discusses direction of future law reform • Written by leading experts in the field.

Regulation Of Securities Markets And Transactions

Author: Patrick S. Collins
Editor: John Wiley & Sons
ISBN: 9781118008560
Size: 11,75 MB
Format: PDF, ePub
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The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.

Financial Sector Assessment

Author: World Bank Group
Editor: World Bank Publications
ISBN: 9780821364321
Size: 13,93 MB
Format: PDF, Kindle
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The Handbook presents an overall analytical framework for assessing financial system stability and developmental needs, providing broad guidance on approaches, methodologies, and techniques of assessing financial systems. Although the Handbook draws substantially on World Bank and IMF experience with the Financial Sector Assessment Program (FSAP) and from the broader policy and operational work in both institutions, it is designed for generic use in financial sector assessments, whether conducted by country authorities themselves, or by World Bank and IMF teams.

Law Enforcement And The History Of Financial Market Manipulation

Author: Jerry Markham
Editor: Routledge
ISBN: 1317466373
Size: 17,28 MB
Format: PDF, Kindle
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First Published in 2014. Routledge is an imprint of Taylor & Francis, an informa company.

The Law And Structure Of The International Financial System

Author: John H. Friedland
Editor: Greenwood Publishing Group
ISBN: 9780899308371
Size: 19,91 MB
Format: PDF, ePub
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This book discusses financial regulation in the U.S., the EEC, and in Japan, and sets forth an argument for regulation if efficiency is to be maintained in the world financial markets.

Private Market Financing For Developing Countries

Author: Steven Dunaway
Editor: International Monetary Fund
ISBN: 9781557755261
Size: 10,57 MB
Format: PDF, ePub
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This study surveys recent trends in private market financing for developing countries. In addition to examining developments in flows to developing countries through banking and securites markets, it analyzes the institutional and regulatory framework for developing country finance, institutional investor behavior and pricing of developing country stocks, management of public sector debt and implications of private external borrowing for macroeconomic policy management, and progress in commercial bank debt restructuring in low-income countries